Victor D. Walker, JD, MBA, CPA

Mr.Walker is a securities and corporate lawyer whose practice focuses on securities, financings, mergers and acquisitions and corporate representation. He is experienced in a wide variety of “going public” transactions capital raising transactions representing issuers, investors and investment banks.

Specifically, he focuses his “boutique” practice in the following areas: (i) Securities – Reverse Mergers (domestic United States companies and foreign domiciled or operations based companies, including Chinese and Canadian companies); PIPE transactions and other corporate financings; SEC registration statements and other 1933 Securities Act filings; 1934 Exchange Act filings; Sarbanes-Oxley compliance, private placement offerings and blue sky filings, private equitity and venture capital investments, (ii) Corporate – mergers and acquisitions; drafting and review of corporate documents; corporate formations and corporate restructurings.

He also represents issuers in listing or being quoted on United States stock exchanges. This includes the following: (i) assisting NASD registered broker/dealers in the Form 15c211 process to obtain quotations on the Over the Counter Bulletin Board and Pink Sheets (including the OTCQX and OTCQB); and (ii) listing on United States based exchanges such as the NYSE AMEX, NASDAQ and the NYSE.

He uses his extensive relationships in the investment community to introduce clients to sources of capital.

Prior to establishing the firm, Mr.Walker worked as an Investment Banker for Dain Rauscher (formerly known as Raushcer Pierce Refnes), Corporate Finance VP for SunAmerica Corporate Finance , Merrill Lynch, Citicorp Global Finance and Deloite & Touche (formerly known as Deloite Haskins & Sells).  Mr. Walker is a member of the Texas Bar Association, Texas Board of Certified Public Accountants and holds  various SEC/FINRA securities licenses.

Mr. Walker earned his  J.D. and MBA  Degree from the University of Virginia in 1990. He focuses his efforts on closing complex and often difficult transactions.

To discuss your corporate & securities law needs with attorney Victor D. Walker, in Houston, Texas.

Call 713-724-5300.